DOUGLAS JAMES ROMAN is an investment adviser representative (IAR) with state registration records since 2021, appearing at 2 firms. Currently registered with GAMMA ASSET MANAGEMENT LLC.
| Firm | From | To | Current |
|---|---|---|---|
| GAMMA ASSET MANAGEMENT LLC | 2022-02-02 | present | Yes |
| LEGACY INVESTMENT ADVISORS, LLC | 2021-08-04 | 2021-11-01 | — |