James William Phillips is an investment adviser representative (IAR) with state registration records since 1999, appearing at 4 firms. Currently registered with RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.
| Firm | From | To | Current |
|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2025-04-17 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2025-05-01 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2003-03-25 | 2009-06-01 | — |
| PIPER SANDLER & CO. | 1999-09-17 | 2003-03-24 | — |