RICHARD ANDREW DOUGHERTY is an investment adviser representative (IAR) with state registration records since 2000, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2025-11-05 | present | Yes |
| OPPENHEIMER & CO. INC. | 2021-06-02 | 2021-08-13 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2006-04-24 | 2020-12-31 | — |
| TD AMERITRADE, INC. | 2003-11-17 | 2021-01-11 | — |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2000-09-14 | 2003-11-06 | — |