ROBERT JAMES BAPTIST

ROBERT JAMES BAPTIST is an investment adviser representative (IAR) with state registration records since 2002, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (3)

FirmFromToCurrent
LPL FINANCIAL LLC2022-08-17presentYes
PEOPLE'S UNITED ADVISORS, INC.2018-05-222022-08-17
PEOPLE'S SECURITIES, INC.2002-01-022020-03-31

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