BARTLEY JAMES BATES is an investment adviser representative (IAR) with state registration records since 1994, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2007-08-24 | present | Yes |
| RBC CAPITAL MARKETS, LLC | 2004-02-27 | 2007-09-06 | — |
| WILLIAM R. HOUGH & CO. | 1994-08-15 | 2004-02-27 | — |