STEPHEN CARL RAUPP is an investment adviser representative (IAR) with state registration records since 1998, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2010-11-30 | present | Yes |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2009-01-02 | 2010-12-02 | — |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | 2007-03-08 | 2009-01-02 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 1998-04-12 | 2007-02-28 | — |