KENNETH JOHN CARIOTA is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2016-09-01 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2016-09-09 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2008-01-11 | 2009-06-01 | — |
| UBS FINANCIAL SERVICES INC. | 2002-06-03 | 2008-01-24 | — |