JAMES HAROLD HARDING

JAMES HAROLD HARDING is an investment adviser representative (IAR) with state registration records since 2000, appearing at 4 firms. Currently registered with HILLTOP SECURITIES INC..

Registration history (4)

FirmFromToCurrent
HILLTOP SECURITIES INC.2016-07-29presentYes
MORGAN STANLEY SMITH BARNEY LLC2009-06-012016-08-16
MORGAN STANLEY & CO. LLC2008-07-252009-06-01
WELLS FARGO CLEARING SERVICES, LLC2000-11-152008-07-30

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