RICHARD JOSEPH SMALLEY is an investment adviser representative (IAR) with state registration records since 2005, appearing at 3 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2024-11-12 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2024-11-11 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2005-10-17 | 2009-06-01 | — |