THOMAS JAMES BROWN

THOMAS JAMES BROWN is an investment adviser representative (IAR) with state registration records since 1993, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (4)

FirmFromToCurrent
LPL FINANCIAL LLC2025-10-29presentYes
BROWN FINANCIAL MANAGEMENT GROUP, LLC2021-04-042025-12-31
WALNUT STREET SECURITIES, INC.2003-08-012003-09-05
NATHAN & LEWIS SECURITIES, INC.1993-02-122003-08-01

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