SAMUEL ALBERT ROTHBERG is an investment adviser representative (IAR) with state registration records since 1993, appearing at 3 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2010-02-12 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2010-02-23 | — |
| CITIGROUP GLOBAL MARKETS INC. | 1993-07-31 | 2009-06-01 | — |