HOWARD LOUIS MARGOLIS

HOWARD LOUIS MARGOLIS is an investment adviser representative (IAR) with state registration records since 2011, appearing at 6 firms. Currently registered with STIFEL, NICOLAUS & COMPANY, INCORPORATED.

Registration history (6)

FirmFromToCurrent
STIFEL, NICOLAUS & COMPANY, INCORPORATED2021-12-03presentYes
RBC CAPITAL MARKETS, LLC2020-08-202021-09-23
CLARFELD FINANCIAL ADVISORS, LLC2019-08-152020-07-15
CITIZENS SECURITIES, INC.2015-06-092020-07-15
CIG ASSET MANAGEMENT, INC.2013-05-222015-01-21
LPL FINANCIAL LLC2011-01-052013-01-30

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