I David Plaza is an investment adviser representative (IAR) with state registration records since 1998, appearing at 2 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2009-01-05 | 2009-02-02 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 1998-01-01 | present | Yes |