THOMAS SPESSARD CAIN is an investment adviser representative (IAR) with state registration records since 1999, appearing at 4 firms. Currently registered with KOVACK ADVISORS, INC..
| Firm | From | To | Current |
|---|---|---|---|
| KOVACK ADVISORS, INC. | 2018-07-13 | present | Yes |
| CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC | 2011-07-05 | 2018-07-13 | — |
| PROSPERA FINANCIAL SERVICES, INC. | 2011-01-27 | 2011-07-05 | — |
| UBS FINANCIAL SERVICES INC. | 1999-11-09 | 2009-08-03 | — |