PHILIP JOHN SERAFINE is an investment adviser representative (IAR) with state registration records since 2008, appearing at 2 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2016-06-22 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2008-11-17 | 2013-03-22 | — |