DAVID B MARGULIES is an investment adviser representative (IAR) with state registration records since 1999, appearing at 5 firms. Currently registered with XML FINANCIAL, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| XML FINANCIAL, LLC | 2019-02-05 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2017-11-03 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2008-09-15 | 2009-06-01 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2008-08-26 | — |
| MORGAN STANLEY DW INC. | 1999-10-18 | 2007-04-02 | — |