RICHARD CHARLES PETERSON

RICHARD CHARLES PETERSON is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with NORTHERN TRUST SECURITIES, INC..

Registration history (5)

FirmFromToCurrent
NORTHERN TRUST SECURITIES, INC.2015-02-19presentYes
NORTHERN TRUST SECURITIES, INC.2008-03-122009-12-31
PNC WEALTH MANAGEMENT2004-12-022008-02-14
COLONIAL ASSET MANAGEMENT INC2004-01-152004-09-17
BBVA COMPASS INVESTMENT SOLUTIONS, INC2002-06-122002-08-09

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