LLOYD MCMILLAN POMPEY

LLOYD MCMILLAN POMPEY is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with STIFEL, NICOLAUS & COMPANY, INCORPORATED.

Registration history (4)

FirmFromToCurrent
STIFEL, NICOLAUS & COMPANY, INCORPORATED2008-12-09presentYes
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.2004-10-282008-12-31
WELLS FARGO CLEARING SERVICES, LLC2003-07-012004-08-23
PRUDENTIAL EQUITY GROUP, LLC2001-10-042003-07-01

More