SAMUEL H SROCHI is an investment adviser representative (IAR) with state registration records since 2003, appearing at 2 firms. Currently registered with J.P. MORGAN SECURITIES LLC.
| Firm | From | To | Current |
|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | 2005-09-01 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2003-05-05 | 2005-05-27 | — |