NEAL WALLACE KAYE

NEAL WALLACE KAYE is an investment adviser representative (IAR) with state registration records since 1992, appearing at 3 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.

Registration history (3)

FirmFromToCurrent
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC2015-10-13presentYes
UBS FINANCIAL SERVICES INC.2003-04-222015-09-29
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED1992-03-262003-04-08

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