ROBERT WILLIAM STEPHENS

ROBERT WILLIAM STEPHENS is an investment adviser representative (IAR) with state registration records since 1996, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (6)

FirmFromToCurrent
LPL FINANCIAL LLC2023-05-19presentYes
SIGMA PLANNING CORPORATION2013-04-102023-05-18
SIGMA PLANNING CORPORATION2011-03-042011-12-31
AMERIPRISE FINANCIAL SERVICES, LLC2009-10-052011-03-14
AMERIPRISE ADVISOR SERVICES, INC.2003-06-302009-10-05
WELLS FARGO CLEARING SERVICES, LLC1996-02-132003-01-21

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