STEVEN CHARLES GUGGENHEIMER is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with JANNEY MONTGOMERY SCOTT LLC.
| Firm | From | To | Current |
|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | 2014-03-07 | present | Yes |
| BARCLAYS CAPITAL INC. | 2012-11-15 | 2014-03-28 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2010-06-09 | 2012-10-18 | — |
| NEUBERGER BERMAN BD LLC | 2002-07-25 | 2010-06-08 | — |