JAMES E DIACON

JAMES E DIACON is an investment adviser representative (IAR) with state registration records since 1987, appearing at 3 firms. Currently registered with COWA, LLC.

Registration history (3)

FirmFromToCurrent
COWA, LLC2018-06-11presentYes
UBS FINANCIAL SERVICES INC.2009-01-162018-06-22
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED1987-09-012009-01-20

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