THOMAS ANTHONY BREAUX is an investment adviser representative (IAR) with state registration records since 2005, appearing at 7 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2023-06-29 | present | Yes |
| AVANTAX ADVISORY SERVICES | 2018-01-18 | 2022-06-13 | — |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2011-01-21 | 2018-01-22 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2011-01-21 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-06-01 | — |
| MORGAN STANLEY DW INC. | 2006-05-08 | 2007-04-02 | — |
| UBS FINANCIAL SERVICES INC. | 2005-01-06 | 2006-05-16 | — |