DOUGLAS STEPHEN GARBAN is an investment adviser representative (IAR) with state registration records since 2017, appearing at 3 firms. Currently registered with SIGMA PLANNING CORPORATION.
| Firm | From | To | Current |
|---|---|---|---|
| SIGMA PLANNING CORPORATION | 2018-03-22 | present | Yes |
| REGAL INVESTMENT ADVISORS LLC | 2018-01-18 | 2018-04-06 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2017-01-12 | 2018-01-31 | — |