JAMES NEWCOMB ALLEN is an investment adviser representative (IAR) with state registration records since 1998, appearing at 3 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | present | Yes |
| MORGAN STANLEY & CO. LLC | 2007-04-05 | 2009-06-01 | — |
| UBS FINANCIAL SERVICES INC. | 1998-12-16 | 2007-04-19 | — |