JOHN CARROLL FARLEY is an investment adviser representative (IAR) with state registration records since 1998, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2014-01-07 | present | Yes |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 2005-11-30 | 2011-11-16 | — |
| ADVEST, INC. | 1998-11-05 | 2005-12-20 | — |