CHARLES LEO SERGEWICK is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2014-11-17 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2014-11-19 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-06-01 | — |
| MORGAN STANLEY DW INC. | 2002-07-23 | 2007-04-02 | — |