MARIO NICHOLAS PANTALEO is an investment adviser representative (IAR) with state registration records since 2001, appearing at 5 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2016-12-19 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2013-10-25 | 2016-06-20 | — |
| OPPENHEIMER ASSET MANAGEMENT INC. | 2003-04-15 | 2007-11-12 | — |
| OPPENHEIMER & CO. INC. | 2003-01-03 | 2013-06-17 | — |
| CIBC WORLD MARKETS CORP. | 2001-08-09 | 2003-01-03 | — |