JAMES LIU is an investment adviser representative (IAR) with state registration records since 2010, appearing at 3 firms. Currently registered with HOLDEN WEALTH MANAGEMENT LLC.
| Firm | From | To | Current |
|---|---|---|---|
| HOLDEN WEALTH MANAGEMENT LLC | 2025-10-20 | present | Yes |
| HOLDEN WEALTH MANAGEMENT LLC | 2012-03-13 | 2018-12-31 | — |
| UBS FINANCIAL SERVICES INC. | 2010-10-01 | 2012-03-08 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2010-01-06 | 2010-10-20 | — |