NEIL KLEIN is an investment adviser representative (IAR) with state registration records since 2002, appearing at 3 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2025-06-30 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2006-04-28 | 2025-07-28 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2002-03-11 | 2006-04-28 | — |