WAYNE LEROY LOCKE is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2023-06-29 | present | Yes |
| WALNUT STREET SECURITIES, INC. | 2003-08-01 | 2013-09-03 | — |
| MATSON FINANCIAL ADVISORS, INC. | 2001-11-12 | 2022-12-12 | — |
| NATHAN & LEWIS SECURITIES, INC. | 2001-01-05 | 2003-08-01 | — |