JAMES HOLLIS BRANDT is an investment adviser representative (IAR) with state registration records since 1997, appearing at 5 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2019-07-19 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2019-07-23 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2009-02-27 | 2009-06-01 | — |
| UBS FINANCIAL SERVICES INC. | 2002-12-06 | 2009-03-25 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 1997-07-08 | 2002-12-11 | — |