CARMEN RICHARD MONKS is an investment adviser representative (IAR) with state registration records since 2004, appearing at 3 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2025-07-08 | present | Yes |
| CITIGROUP GLOBAL MARKETS INC. | 2007-05-29 | 2025-06-06 | — |
| CITICORP INVESTMENT SERVICES | 2004-09-20 | 2007-05-29 | — |