RAY FRANKLIN KAUFFMAN is an investment adviser representative (IAR) with state registration records since 1989, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2017-09-28 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2017-10-02 | — |
| MORGAN STANLEY & CO. LLC | 2008-08-22 | 2009-06-01 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2008-01-01 | 2008-09-15 | — |
| A. G. EDWARDS & SONS, INC. | 1989-06-23 | 2008-01-01 | — |