RAYMOND L. CHASE is an investment adviser representative (IAR) with state registration records since 1997, appearing at 4 firms. Currently registered with ROCKEFELLER FINANCIAL LLC, ROCKEFELLER CAPITAL MANAGEMENT.
| Firm | From | To | Current |
|---|---|---|---|
| ROCKEFELLER CAPITAL MANAGEMENT | 2025-04-16 | present | Yes |
| ROCKEFELLER FINANCIAL LLC | 2025-04-16 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2012-04-27 | 2025-04-25 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 1997-07-15 | 2012-05-01 | — |