CONSTANCE SUGIMOTO is an investment adviser representative (IAR) with state registration records since 1997, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2011-01-03 | present | Yes |
| WELLS FARGO INVESTMENTS, LLC | 2007-04-10 | 2011-01-03 | — |
| VALIC FINANCIAL ADVISORS, INC. | 2004-11-23 | 2007-04-04 | — |
| UBS FINANCIAL SERVICES INC. | 1997-07-08 | 2004-03-11 | — |