JOHN THOMAS BAXA

JOHN THOMAS BAXA is an investment adviser representative (IAR) with state registration records since 2000, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (3)

FirmFromToCurrent
LPL FINANCIAL LLC2025-01-01presentYes
WATERSTONE FINANCIAL GROUP, INC.2006-06-062009-09-08
OGILVIE SECURITY ADVISORS CORPORATION2000-01-312006-06-08

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