RALPH MICHAELS SLOCUM is an investment adviser representative (IAR) with state registration records since 1997, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2013-08-23 | present | Yes |
| RBC CAPITAL MARKETS, LLC | 2009-01-12 | 2010-10-07 | — |
| UBS FINANCIAL SERVICES INC. | 2002-12-13 | 2009-01-27 | — |
| MORGAN STANLEY DW INC. | 1997-07-08 | 2002-12-16 | — |