CATHERINE ELEANOR ELLIS is an investment adviser representative (IAR) with state registration records since 2011, appearing at 2 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2018-01-16 | present | Yes |
| PRINCIPAL SECURITIES, INC. | 2011-02-23 | 2011-12-07 | — |