Cynthia M Serbia

Cynthia M Serbia is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (7)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2025-04-02presentYes
J.P. MORGAN SECURITIES LLC2024-05-282024-07-13
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC2018-12-112024-07-17
OPPENHEIMER & CO. INC.2016-07-292018-12-07
BANCWEST INVESTMENT SERVICES, INC.2015-10-072016-07-26
CHARLES SCHWAB & CO., INC.2008-07-252015-02-03
CHARLES SCHWAB & CO., INC.2007-04-172008-05-22

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