Kathleen Elisabeth Augusta is an investment adviser representative (IAR) with state registration records since 2011, appearing at 2 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2017-07-18 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2011-06-16 | 2017-06-13 | — |