KARMEN D FROSS is an investment adviser representative (IAR) with state registration records since 2001, appearing at 5 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2024-03-21 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2007-11-15 | 2009-04-27 | — |
| SYNERGY INVESTMENT GROUP, LLC | 2006-07-21 | 2007-09-13 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-07-01 | 2006-06-22 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 2001-12-31 | 2003-07-01 | — |