David E Cave

David E Cave is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

Registration history (6)

FirmFromToCurrent
MORGAN STANLEY SMITH BARNEY LLC2023-06-30presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2022-03-172023-04-17
RBC CAPITAL MARKETS, LLC2021-05-242022-02-18
STIFEL, NICOLAUS & COMPANY, INCORPORATED2016-03-232021-02-19
UBS FINANCIAL SERVICES INC.2014-12-122016-01-19
J.P. MORGAN SECURITIES LLC2001-08-212014-12-08

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