Kathy Lorraine Frazier is an investment adviser representative (IAR) with state registration records since 2003, appearing at 5 firms. Currently registered with J.P. MORGAN SECURITIES LLC.
| Firm | From | To | Current |
|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | 2021-08-05 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2013-11-22 | 2021-08-16 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2013-12-02 | — |
| MORGAN STANLEY & CO. LLC | 2007-11-01 | 2009-06-01 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2003-10-17 | 2007-11-02 | — |