JAMES HOWARD TUCKER is an investment adviser representative (IAR) with state registration records since 2003, appearing at 5 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2026-06-03 | present | Yes |
| COMMONWEALTH EQUITY SERVICES, LLC | 2013-02-15 | 2026-06-03 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2013-03-05 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2006-10-09 | 2009-06-01 | — |
| UBS FINANCIAL SERVICES INC. | 2003-05-14 | 2006-10-16 | — |