RICHARD SHINGO KOSAI is an investment adviser representative (IAR) with state registration records since 1999, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2003-10-17 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-07-01 | 2003-10-21 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 1999-07-27 | 2003-07-01 | — |