Nelson Owen Lake

Nelson Owen Lake is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with CHARLES SCHWAB & CO., INC..

Registration history (6)

FirmFromToCurrent
CHARLES SCHWAB & CO., INC.2026-01-26presentYes
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC2022-01-262025-12-10
J.P. MORGAN SECURITIES LLC2013-04-162021-12-02
MORGAN STANLEY SMITH BARNEY LLC2009-06-012009-11-23
MORGAN STANLEY & CO. LLC2007-10-222009-06-01
MORGAN STANLEY INVESTMENT ADVISORS INC.2007-07-192009-11-23

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