Carolyn Julie Simon is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2025-04-23 | present | Yes |
| J.P. MORGAN SECURITIES LLC | 2021-03-30 | 2025-04-22 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2019-02-20 | 2021-03-25 | — |
| PNC WEALTH MANAGEMENT | 2012-11-26 | 2014-08-19 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2011-02-23 | 2012-10-25 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2004-03-10 | 2004-06-09 | — |