Seiichi Shinomiya

Seiichi Shinomiya is an investment adviser representative (IAR) with state registration records since 2006, appearing at 4 firms. Currently registered with DORADO WEALTH MANAGEMENT LLC.

Registration history (5)

FirmFromToCurrent
DORADO WEALTH MANAGEMENT LLC2022-10-21presentYes
WESTERN INTERNATIONAL SECURITIES, INC.2021-01-292022-10-20
CITIGROUP GLOBAL MARKETS INC.2019-04-292021-02-12
WESTERN INTERNATIONAL SECURITIES, INC.2016-09-222019-04-22
UBS FINANCIAL SERVICES INC.2006-10-062007-08-29

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